Meet Jim Spaniol, IRA/HSA Consultant and veteran seminar presenter. Join Jim on the Spring/Summer IRA Seminar Tour.

Spring/Summer IRA Seminar Tour
The Reg B appraisal rules have been around for some time, but compliance with the requirements should not be overlooked. 

Reg B Appraisal Rule Tutorial
Watch for an article by Margaret Camp regarding notification of a security breach.

Meet our Compliance Subject Matter Experts
Compliance News

Latest Compliance Points

05/13/2008 - Financial Crime Enforcement
OCC Issues Application Security Bulletin

05/13/2008 - Mortgage
HUD Extends RESPA Proposal Comment Period

05/09/2008 - Lending
Regulators Issue Risk Based Pricing Proposal

05/06/2008 - Deposit
FRB Proposes Rules to Prohibit Unfair Practices Regarding Credit Cards and Overdraft Services

05/06/2008 - Indirect Lending
South Carolina Increases Its Delinquency Charge

05/02/2008 - HSA
Relief for Certain Direct Deposits of Economic Stimulus Payments

05/01/2008 - Mortgage
FTC Addresses Subprime Mortgage Market Issues

04/29/2008 - Deposit
NCUA Proposes Insurance Sign and Advertising Statement Revisions

04/29/2008 - Financial Crime Enforcement
FinCEN and OCC Assess BSA Penalties Against NY Branch of the United Bank for Africa

04/28/2008 - Deposit
Wachovia Agrees to 143.8 Million Dollar Settlement for Telemarketing Fraud

 

Latest Articles

05/06/2008 - Financial Crime Enforcement
As of Nov. 1 , 2008 auto dealers must comply with red flag rules
Colleen Belmont, Compliance Analyst-Wolters Kluwer Financial Services

04/30/2008 - Financial Crime Enforcement
A new proposal from FinCEN streamlines the CTR exemption process
Sue Burt, Senior Attorney and Editor, ComplianceHeadquarters.com-Wolters Kluwer Financial Services

04/18/2008 - IRA/CESA
May an IRA beneficiary name a beneficiary—a successor?
Phil Royce, Consultant, IRAs and HSAs-Wolters Kluwer Financial Services

04/15/2008 - Mortgage
RESPA proposal amends good faith estimate format
Laura Pringle, Partner-Pringle and Pringle Law Firm

04/02/2008 - Deposit
FDIC publication clarifies trust account insurance calculations
Kent Kluver, Senior Attorney-Wolters Kluwer Financial Services

03/26/2008 - Mortgage
Resolving mortgage crisis requires early borrower communication
Compliance Content Team, Compliance Content Team-Wolters Kluwer Financial Services

News Categories
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FRB Proposes Rules to Prohibit Unfair Practices Regarding Credit Cards and Overdraft Services

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Compliance Highlights

Today's Q&A - IRA
An IRA owner died in 2007 before taking his required minimum distribution (RMD) for the year. His three nonspouse beneficiaries did not take the distribution either, saying they wanted everything to go through the estate. Will there be a penalty? Answer

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